§ 01 — Disclosures
Trust is best evidenced by paperwork.
This document records the regulatory, custody, fee, and methodology framework under which Trinity Quant operates. It is the canonical reference for investors, auditors, and compliance counsel. Material updates are noted at the end of the page.
Regulatory standing & custody
FCA
Financial Conduct Authority · FRN 845102
Trinity Quant operates under permission from the Financial Conduct Authority for the conduct of regulated activities in the United Kingdom. Our reference number can be verified at register.fca.org.uk.
FINRA
Financial Industry Regulatory Authority · CRD 318074
United States activities are conducted through a registered broker-dealer affiliate. Public disclosures are available through FINRA BrokerCheck.
SOC 2 II
Type II controls audit · KPMG · Annual
A SOC 2 Type II report is produced annually and made available to qualified members upon request. The report covers security, availability, and confidentiality controls across the trading and platform stack.
UBS
Custodian of record · Zürich
Holder cash and metals are held with UBS under bankruptcy-remote arrangements. House operating capital is segregated from holder capital and reconciled daily.
Fee schedule
Trinity Quant operates a two-leg fee model. There are no subscription fees and no fees on capital you withdraw. The performance fee is calculated quarterly against a high-water mark, meaning the desk is paid only on net new gains above the holder’s prior account peak. Detailed mechanics, including calculation periods and crystallisation dates, are set out in every holder’s subscription agreement.
Management fee
2.00% per annum
Charged on holder NAV, accrued daily, debited on the first business day of the calendar month.
Performance fee
60.00% quarterly
Calculated each calendar quarter on net new gains above the holder’s prior peak (high-water mark). Debited on the first business day of the following quarter. No fee is charged in periods of drawdown. Full mechanics are set out in the subscription agreement.
Withdrawal fee
None
Holders may withdraw available capital at any time. Network fees on crypto rails are passed through at cost.
Subscription fee
None
No application or onboarding fees. Membership is by invitation.
Methodology
The mandate is systematic, mid-frequency, and bounded to a small universe of liquid instruments. The specific signal library and parameter set are proprietary, but the operating framework is disclosed below.
- 01
Universe
The systematic mandate trades XAUUSD, US30USD, and XAGUSD on the spot CFD market. Liquidity is sourced from prime brokers approved by Trinity Quant’s counterparty committee.
- 02
Signal generation
Signals are produced by an internal ensemble of statistical and machine-learning models. The exact factor library, parameter set, and model weights are proprietary and not disclosed publicly.
- 03
Execution
Orders are routed through institutional execution venues. Fills and slippage are recorded to a tamper-evident store and reconciled against custodian records nightly.
- 04
Risk controls
Per-instrument exposure caps, daily loss limits, and a portfolio-level kill switch are enforced in code. A second-line risk committee reviews limits monthly.
- 05
Reporting
Holders receive a Statement of Holdings on demand and quarterly written research. The performance report on this site provides aggregate, strategy-redacted results.
- 06
Reconciliation
Holder NAV is computed nightly against custodian-of-record balances. Discrepancies above $1 are escalated automatically to the COO and resolved within one business day.
Risk warnings
Read this section carefully before accepting your invitation.
- 01Past performance is not indicative of future results. Returns can be negative and capital is at risk.
- 02Markets traded by Trinity Quant are leveraged. Adverse moves may compound losses faster than gains.
- 03Liquidity in metals and indices markets can deteriorate rapidly during macroeconomic dislocations.
- 04Holders should not commit capital they cannot afford to leave invested for at least twelve months.
- 05Trinity Quant does not provide individualised investment advice. Holders are responsible for assessing suitability.
Conflicts of interest
Trinity Quant trades alongside its holders using the same models, the same execution venues, and the same risk controls. Principal capital is not given priority. House trading and holder trading are reconciled to the same custodian records every business day.
Employees and directors are restricted from trading the instruments in the firm’s mandate outside of firm-managed accounts. The full personal-account dealing policy is available to qualified holders on request.
How to verify & contact
Compliance correspondence
[email protected]Reviewed by the second-line compliance team. Replies within two business days.
Holder support
[email protected]For account, deposit, and withdrawal questions. Routed to your relationship manager.
Last reviewed May 2026
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